mirror-epstein-docs/results/IMAGES003/DOJ-OGR-00007843.json

{
  "document_metadata": {
    "page_number": "350 of 375",
    "document_number": "499-1",
    "date": "11/23/21",
    "document_type": "court document",
    "has_handwriting": false,
    "has_stamps": false
  },
  "full_text": "Case 1:20-cr-00330-PAE Document 499-1 Filed 11/23/21 Page 350 of 375\n\nAdams Consulting Group LLC - Alert Investigator and Case Investigator\nSupplemental SAR Reviewer and QA\nMashreq Bank - NYC (Correspondent Banking)\n\nFebruary 2019 - December 2019\n- Examined uncharacteristic client wire transfers, international wires, transfers that lacked economic substance or involved high risk jurisdictions.\n- Investigated various alerts on transactions based on parameters established by the bank.\n- Performed enhanced due diligence by researching and utilizing public and third party data sources.\n- Performed name and account based research on the existence of money laundering activities and utilized all functions of Sharepoint.\n- Prepared RFI's with the appropriate questions, when needed to decision a case.\n- Document all research and prepare reports to support my findings and conclusions.\n- Utilized all functions of Actimize in the review of financial transactions.\n- Conducted case investigations on escalated alert investigations.\n- Reviewed expanded scope of activity on focal entities and counterparties to determine if activity warranted further review by AMLC Committee.\n- Review cases and alerts to make certain of Quality Assurance.\n\nAlix Partners\nApril 2018 - August 2018\n- As an Independent consultant for Alix Partners, provided criminal tax investigative services and prepared reports to support my findings and conclusions to clients and their counsel.\n- Research persons of interest, persons holding power of attorney and entities of interest.\n- Research best current and specified time period addresses of persons of interest, persons holding power of attorney and entities of interest.\n- Research citizenship status and financial broker status of persons of interest.\n- Research entity of interest operations.\n\nGRC Risk Solutions Inc. - Money Laundering and Transaction Consultant - Apple Bank for Savings, NYC (Retail Banking)\nOctober 2017 - February 2018\n- Examined uncharacteristic client wire transfers, domestic and international wires, transfers that lacked economic substance or involved high risk jurisdictions.\n- Investigated various alerts on transactions based on parameters established by the bank.\n- Performed enhanced due diligence by researching and utilizing public and third party data sources.\n- Performed name and account based research on the existence of money laundering activities utilized all functions of Sharepoint.\n- Prepared RFI's with the appropriate questions, when needed to decision a case.\n\nDOJ-OGR-00007843",
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      "content": "Case 1:20-cr-00330-PAE Document 499-1 Filed 11/23/21 Page 350 of 375",
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      "content": "Adams Consulting Group LLC - Alert Investigator and Case Investigator\nSupplemental SAR Reviewer and QA\nMashreq Bank - NYC (Correspondent Banking)",
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    {
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      "content": "February 2019 - December 2019\n- Examined uncharacteristic client wire transfers, international wires, transfers that lacked economic substance or involved high risk jurisdictions.\n- Investigated various alerts on transactions based on parameters established by the bank.\n- Performed enhanced due diligence by researching and utilizing public and third party data sources.\n- Performed name and account based research on the existence of money laundering activities and utilized all functions of Sharepoint.\n- Prepared RFI's with the appropriate questions, when needed to decision a case.\n- Document all research and prepare reports to support my findings and conclusions.\n- Utilized all functions of Actimize in the review of financial transactions.\n- Conducted case investigations on escalated alert investigations.\n- Reviewed expanded scope of activity on focal entities and counterparties to determine if activity warranted further review by AMLC Committee.\n- Review cases and alerts to make certain of Quality Assurance.",
      "position": "middle"
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    {
      "type": "printed",
      "content": "Alix Partners\nApril 2018 - August 2018\n- As an Independent consultant for Alix Partners, provided criminal tax investigative services and prepared reports to support my findings and conclusions to clients and their counsel.\n- Research persons of interest, persons holding power of attorney and entities of interest.\n- Research best current and specified time period addresses of persons of interest, persons holding power of attorney and entities of interest.\n- Research citizenship status and financial broker status of persons of interest.\n- Research entity of interest operations.",
      "position": "middle"
    },
    {
      "type": "printed",
      "content": "GRC Risk Solutions Inc. - Money Laundering and Transaction Consultant - Apple Bank for Savings, NYC (Retail Banking)\nOctober 2017 - February 2018\n- Examined uncharacteristic client wire transfers, domestic and international wires, transfers that lacked economic substance or involved high risk jurisdictions.\n- Investigated various alerts on transactions based on parameters established by the bank.\n- Performed enhanced due diligence by researching and utilizing public and third party data sources.\n- Performed name and account based research on the existence of money laundering activities utilized all functions of Sharepoint.\n- Prepared RFI's with the appropriate questions, when needed to decision a case.",
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      "type": "printed",
      "content": "DOJ-OGR-00007843",
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  ],
  "entities": {
    "people": [],
    "organizations": [
      "Adams Consulting Group LLC",
      "Mashreq Bank",
      "Alix Partners",
      "GRC Risk Solutions Inc.",
      "Apple Bank for Savings"
    ],
    "locations": [
      "NYC"
    ],
    "dates": [
      "February 2019",
      "December 2019",
      "April 2018",
      "August 2018",
      "October 2017",
      "February 2018",
      "11/23/21"
    ],
    "reference_numbers": [
      "1:20-cr-00330-PAE",
      "499-1",
      "DOJ-OGR-00007843"
    ]
  },
  "additional_notes": "The document appears to be a court filing related to a financial crime investigation. It contains a summary of the work experience of an individual in the field of financial crime investigation and compliance."
}